Securities Industry and Financial Markets Association

Results: 602



#Item
171Securities / Stock market / Bonds / Securities Industry and Financial Markets Association / Bond market / Depository Trust & Clearing Corporation / Financial economics / Financial system / Finance

United States Court of Appeals for the Second Circuit  ENRON CREDITORS RECOVERY CORP., Plaintiff-Appellant,

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Source URL: www.appellate.net

Language: English - Date: 2012-06-20 15:18:54
172Stock market / United States securities law / United States Securities and Exchange Commission / Financial markets / Economy of the United States / NASDAQ / Securities Exchange Act / Securities Industry and Financial Markets Association / U.S. Securities and Exchange Commission / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]January 13, 2010 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment Nos. 2 and 3 and Order Gra

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Source URL: www.sec.gov

Language: English - Date: 2010-01-13 18:17:27
173United States housing bubble / Fixed income securities / Securities / Bonds / Structured finance / Securitization / Collateralized debt obligation / Securities Industry and Financial Markets Association / Asset-backed security / Financial economics / Finance / Investment

Microsoft Word - ASF letter to FASB on[removed]and 46 amendments.DOC

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Source URL: www.americansecuritization.com

Language: English - Date: 2011-12-14 15:26:44
174Primary dealers / Late-2000s financial crisis / United States federal banking legislation / Investment banking / Citigroup / Securities Industry and Financial Markets Association / Merrill Lynch / Dodd–Frank Wall Street Reform and Consumer Protection Act / Bear Stearns / Financial economics / Investment / Finance

The Securities Industry in New York City Thomas P. DiNapoli Kenneth B. Bleiwas

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Source URL: s3.documentcloud.org

Language: English - Date: 2012-10-09 15:46:45
175Securities / Financial markets / Bonds / Securities Industry and Financial Markets Association / Financial economics / Investment / Financial system

ASIFMA BANK MEMBERSHIP APPLICATION FOR[removed]Firm Name* ___________________________________________________________________ Address _____________________________________________________________________

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Source URL: www.asifma.org

Language: English - Date: 2014-11-12 05:05:51
176Securities / Stock market / Bonds / Securities Industry and Financial Markets Association / Financial economics / Investment / Finance

ASIFMA NON-BANK MEMBERSHIP APPLICATION FOR[removed]Firm Name* ___________________________________________________________________ Address _____________________________________________________________________

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Source URL: www.asifma.org

Language: English - Date: 2014-11-12 05:06:19
177Financial services / Trade associations / AllianceBernstein / Asset management / UBS / Securities Industry and Financial Markets Association / Neuberger Berman / BlackRock / Investment / Financial economics / Finance

Press Release ASIFMA Launches New Asset Management Group Aims to act as a collective voice of the asset management industry in the region Hong Kong, 18 February[removed]ASIFMA, the financial industry’s leading regional

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Source URL: www.asifma.org

Language: English - Date: 2014-02-18 02:12:24
178Stock market / Bonds / Securities / Securities Industry and Financial Markets Association / National Securities Depository Limited / National Institute of Securities Markets / Financial inclusion / Financial economics / Finance / Investment

  Introduction The India Regulatory Summit examines India’s changing regulatory environment with a particular focus on financial services and capital markets rules - including those around stability, taxation and lic

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Source URL: www.regulationindia.com

Language: English - Date: 2015-01-23 04:35:07
179International taxation / Taxation / Collective investment schemes / Financial services / Financial transaction tax / Tax / Financial market / Securities Industry and Financial Markets Association / Value added tax / Financial economics / Finance / Investment

13 February 2013 Algirdas Šemeta Member of the European Commission Commissioner Taxation and Customs Union, Audit and Anti-Fraud B-1049 Brussels

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Source URL: www.iciglobal.org

Language: English
180House of Morgan / Financial markets / Bonds / Securities / Securities Industry and Financial Markets Association / Wells Fargo / Barclays / Bank of America / Morgan Stanley / Investment / Financial economics / Primary dealers

General Bid Summaries.xls

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Source URL: www.massbondholder.com

Language: English - Date: 2014-12-17 12:35:14
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